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Compliance by Architecture: A Case Study in Regulatory-Driven SAAS Design for UK Children's Residential Care

  • Branson Kouaya*
  • , Jagdev Bhogal
  • *Corresponding author for this work

Research output: Chapter in Book/Report/Conference proceedingConference contributionpeer-review

Abstract

Children’s residential care homes in the United Kingdom operate under a statutory inspection regime in which Ofsted evaluates care quality against the Social Care Common Inspection Framework (SCCIF), a structured judgement model requiring evidence across children’s progress, safeguarding, and leadership effectiveness. Existing compliance software organises records by operational category rather than by the regulatory evidence structure used during inspection; no published work has demonstrated how inspection framework structure can be embedded as a first-class software architecture concern. This paper argues that regulatory compliance problems are fundamentally architectural: regulatory frameworks can serve as organising models for data, access control, and interface design — a principle termed compliance by architecture — with the potential to reduce evidence retrieval burden and improve inspection preparedness. KingCare, a deployed multi-tenant SaaS platform for UK children’s residential care homes, is presented as a case study implementing this principle through ASP.NET Core, Blazor Server, Entity Framework Core global query filters, Azure SQL, and SCCIF-mapped evidence views; evaluation combined functional validation, expert review, and a System Usability Scale (SUS) study with 29 participants. Findings indicate that embedding SCCIF structure into the data architecture reduced expert evidence retrieval time from eight minutes to 45 seconds and produced a mean SUS score of 83.3, significantly exceeding the 68-point acceptability benchmark (t(28)=5.353, p<0.001, Cohen’s d=0.99). The paper contributes a transferable software engineering pattern for compliance-critical domains; limitations including single-expert validation and absence of longitudinal inspection-cycle data are discussed.
Original languageEnglish
Title of host publicationProceedings of the 21st International Conference on Software Technologies ICSOFT - Volume 1
PublisherSciTePress
Pages390-400
ISBN (Print)9789897588556
DOIs
Publication statusPublished (VoR) - 16 Jul 2026
Event21st Conference on Software Technologies - Portugal, Porto, Portugal
Duration: 16 Jul 202618 Jul 2026
https://icsoft.scitevents.org/?y=2026

Conference

Conference21st Conference on Software Technologies
Abbreviated titleICSOFT 2026
Country/TerritoryPortugal
CityPorto
Period16/07/2618/07/26
Internet address

Keywords

  • RegTech
  • Software Architecture,
  • Compliance by Design
  • Multi-Tenant SaaS
  • Role-Based Access Control
  • Social Care Informatics
  • Auditability
  • Evidence Management

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